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Human Subjects Research >>

New and Revised Policies for 2010



Research Exempt from IRB Review Requirements

As of July 1st, 2010, a process for administrative screening of research that qualifies in the regulations as not requiring review has been implemented. The pertinent sections of the regulations have been highlighted on the second page of this copy of the regulations: OHRP Regulations. There are six categories of research that can qualify but note that there are conditions on the use of these exemptions in parts B, C, and D of the regulations that address vulnerable population issues. Many of these conditions have been incorporated into the Miami application process.

"Administrative screening" means that there is still an application, but the application is not submitted to the Institutional Review Board (IRB) for review, rather, it is submitted to the Research Compliance Office (RCO). A representative of the RCO reads the application to determine if the research qualifies for exemption. Subject protection issues must still be addressed, but less detail is required for Miami to meet it's obligations. The screener may ask for clarification on some issues if insufficient information is provided. If the screener suspects that the researcher is not fully forthcoming about the nature and extent of activities, the researcher will be asked to submit an application to the IRB. If the research simply does not qulaify for exemption, the screener will direct the researcher to submit an application to the IRB.

The application consists of a series of check-box based descriptors that incorporates the categories your research may fit into as well as the subject population limitations. In addition there are three narrative responses to describe your research. The first narrative is a basic description of the projects and the subject population. The second narrative is a description of the consent process. The third narrative is the materials used for gathering data, e.g. survey questions. Both the first and the third narratives should be materials that have already or will need to be produced regardless of the review process. All three of the narratives can be copied to a regular IRB application if it is determined the research does not qualify for exemption.

If you submit an application to the IRB that qualifies for exemption, the IRB chair may transfer your application to the exemption screening process. You may subsequently request an application be reviewed by the IRB nonetheless (receive comments). Ultimately, if the application is determined to qualify for exemption, that classification will be assigned as this invokes an appropriate level of records maintenance.


If you think your research may fit into an exemption category but you are not sure, or have any other questions, please feel free to contact Neal Sullivan, the Research Compliance Officer (neal.sullivan@muohio.edu; (513) 529-2488)

For more information, click here> Exempt Introduction Link

Please contact The Office for the Advancement of Research and Scholarship if you have questions about this web site:
513-529-3600 or email: responsibleresearch@muohio.edu

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